TIAA Analyst - RIA and Private Wealth in Los Angeles, California
Nuveen, the investment manager of TIAA, offers a comprehensive range of outcome-focused investment solutions designed to secure the long-term financial goals of institutional and individual investors. Its affiliates offer deep expertise across a comprehensive range of traditional and alternative investments through a wide array of vehicles and customized strategies. For more information about the firm please visit our website at www.Nuveen.com
Bus Dev Analyst
The Business Development Analyst supports the sales distribution team as the day-to-day operational contact for Registered Investment Advisors, Family Offices and Bank Trust Departments. While working independently with limited supervision, this job provides reporting internally and externally as necessary, and acts as back-up for the RIA Advisor Consultants and Internal Advisor Consultants.
Key Responsibilities and Duties
Serves as main operational contact for Registered Investment Advisor firms and acts as liaison to Investment Operations team.
Maintains detailed records of Registered Investment Advisor dual contract paperwork (Services Agreements, Investment Advisory Agreements, fees etc.).
Collaborates with Legal, Compliance and Operations departments during Registered Investment Advisor onboarding process (customization of agreements, ADV issues etc.)
Investigates and resolves billing errors and recommends process improvements to avoid future errors.
Collaborates with National Accounts counterparts on Registered Investment Advisor requests for separate account platform additions.
Coordinates due diligence requests such as quarterly calls, RFIs/RFPs, on-site visits.
Analyzes relevant data including performing investment manager competitive analyses with written conclusions and recommendations to management.
3 Years Required; 5 Years Preferred
University (Degree), Preferred
- Physical Requirements: Sedentary Work
Additional Duties & Responsibilities
Maintaining a first-class client service
Respond to ad hoc requests on existing NAM municipal accounts
Maintain thorough understanding of third party reporting tools (custodian and TAMP portals, Access Data etc.) and be able to provide relevant information to RIA team and sales management
3 years of Financial Services and/or Asset Management experience
Series 7 and 66 or Series 7 and a combination of 63 & 65 ( licenses can be obtained within the first 6 months)
5+ years of Financial Services and/or Asset Management experience
Experience in client servicing activities
Strong Microsoft Office skills (Word, Excel, PowerPoint, Outlook)
Advanced knowledge of Salesforce
Ability to quickly learn new software applications
Strong analytical skills
Excellent communication skills (oral and written)
Minimum Pay: $61,200.00
The organization is committed to making financial well-being possible for its clients, and is equally committed to the well-being of our associates. That’s why we offer a comprehensive Total Rewards package designed to make a positive difference in the lives of our associates and their loved ones. Our benefits include a superior retirement program and highly competitive health, wellness and work life offerings that can help you achieve and maintain your best possible physical, emotional and financial well-being. To learn more about your benefits, please review our Benefits Summary (https://www.tiaa.org/public/pdf/benefits-at-a-glance.pdf) .
We are an Equal Opportunity/Affirmative Action Employer. We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status.
Read more about the Equal Opportunity Law here (https://www.dol.gov/general/topics/posters) .
TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers, including individuals with disabilities.
If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:
Phone: (800) 842-2755
For residents of California, please click here (https://www.tiaa.org/public/tiaa-nuveen-ca-privacy) to access the TIAA CA Applicant Privacy Notice.
For residents of the EU / UK, please click here (https://www.tiaa.org/public/nuveen-eu-uk-privacy) to access the EU / UK Pre-employment Notice.
For all other residents, click here (http://www.tiaa.org/public/tiaa-nuveen-privacy) to access the Applicant Privacy Notice.
TIAA started out over 100 years ago to help ensure teachers could retire with dignity. Today, many people who work at not-for-profits rely on our wide range of financial products and services to support and strengthen their financial well-being.