TIAA Sr Internal Auditor in CHARLOTTE, North Carolina
TIAA is the leading provider of financial services in the academic, research, medical, cultural and government fields. We offer a wide range of financial solutions, including investing, banking, advice and education, and retirement services.
This position serves as a team member on more complex audits, working under the direction of audit leadership and management. Works on problems of diverse scope performing highly confidential and/or complex financial, operational and integrated audits using the organization's risk based internal auditing methodology.
KEY RESPONSIBILITIES AND DUTIES:
Typically involved in activities such as the preparation of detailed programs for audits, the review of complex financial, operational, compliance and risk systems, processes and procedures to determine efficiency, effectiveness and alignment with internal policies, procedures, regulations and industry standards.
Documents the audit results which include comments on the adequacy and effectiveness of the controls and processes being audited.
May act as the lead expert in the group on critical business areas, processes, systems and/or regulations.
Reviews and evaluates more complex control structures to determine the adequacy of internal controls, operating efficiency and customer service.
Selects methods and techniques for performing audits and evaluating results.
May lead complex audit engagements and manage teams in special projects or implementation of initiatives.
Review the work of less experienced auditors, and may provide functional advice or training to less experienced staff.
Participates in defining audit service standards for the organization.
Requires proficient knowledge of internal audit leading practices; risk management; and regulatory guidance and expectations (FRBB, OCC, SEC, State Insurance).
Requires knowledge of the Institute of Internal Auditor's (IIA) International Professional
Practices Framework (IPPF) to which the Internal Audit Division's methodology is aligned.
Bachelor’s degree is required.
Minimum 3 years of auditing, accounting or financial services experience.
MBA or graduate degree is preferred.
5+ years of auditing, accounting or other relevant experience in the financial services, or Insurance field.
Certified Internal Auditor (CIA), Certified Public Accountant (CPA) or similar professional certification is preferred. In the event that the candidate does not maintain the CIA or CPA, the candidate will be required to complete one of these certifications within 18 months of joining the Internal Audit Division. Securities licenses may be carried by the broker-dealer if the auditor is involved in auditing broker dealer activities.
The incumbent of this position will be designated as a “Tier 1 Access Person” for personal trading purposes. Such a designation imposes restrictions on securities holdings and trading activities of the incumbent, and of certain family members, which should be fully understood before any offer of employment for this position is accepted.
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We are an Equal Opportunity/Affirmative Action Employer. We will consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other legally protected status.
- Requisition ID: 1722452
Field: Finance & Accounting
Post Date: Oct 07, 2019
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